← SEC administrative proceedings

UBS Global Asset Management (Americas) Inc.

Investment Advisers Act of 1940 · IA-3356, IC-29920 · — · File 3-14699

Proceeding

Release Number

IA-3356, IC-29920

Statutory Act

Investment Advisers Act of 1940

File Number

3-14699

Publish Date

—

Respondents

• UBS Global Asset Management (Americas) Inc.

Source

Order PDF

SEC.gov

Authoritative

SEC Administrative Proceedings

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